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Regulation

Advice/guidance boundary review will help 'bridge advice gap'

Regulation

Advice/guidance boundary review will help 'bridge advice gap'

The FCA’s latest update leads to mixed reactions from the industry

clock 04 August 2023 • 4 min read
'Core advice' plans on hold in FCA advice/guidance review

Regulation

'Core advice' plans on hold in FCA advice/guidance review

Looking to provide customers access to the right information

clock 03 August 2023 • 2 min read
Treasury to appoint next chief of City regulators' complaints body - reports

Regulation

Treasury to appoint next chief of City regulators' complaints body - reports

Financial Regulators Complaints Commissioner

clock 03 August 2023 • 1 min read
Consumer Duty welcomed as 'game changing' opportunity

Regulation

Consumer Duty welcomed as 'game changing' opportunity

New guidelines now in effect for open products

clock 31 July 2023 • 3 min read
BIBA appoints David Sparkes as regulation director

Regulation

BIBA appoints David Sparkes as regulation director

Emma Chapman named conference director

clock 31 July 2023 • 1 min read
Consumer Duty: Don't Stop Thinking About Tomorrow

Regulation

Consumer Duty: Don't Stop Thinking About Tomorrow

Rumours? No, it's all true

clock 31 July 2023 • 3 min read
FCA and other regulators scrap £10k compensation cap

Regulation

FCA and other regulators scrap £10k compensation cap

A revised scheme will apply from 1 November 2023

clock 27 July 2023 • 1 min read
DAs more worried about Consumer Duty costs than networked peers

Adviser / Broking

DAs more worried about Consumer Duty costs than networked peers

Deadline for the Consumer Duty regulation one week away

clock 25 July 2023 • 1 min read
Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Adviser / Broking

Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Majority of IFAs think it has been ‘unclear, unresponsive and unhelpful’

clock 25 July 2023 • 1 min read
FCA intervention leads to 19% dip in appointed representatives

Regulation

FCA intervention leads to 19% dip in appointed representatives

FCA intervention leads to number of ARs declining in recent years

clock 24 July 2023 • 1 min read
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