Firms that fail to put processes in place to meet the requirements of MiFID II now will undoubtedly feel the strain - both financially and operationally - in the near future, warns Matt Riordan
Has faced criticism during his tenure
Advice found to be 'suitable' in 93.1% of cases
The Financial Conduct Authority (FCA) has called on firms, consumer groups and stakeholders to give consumers information in smarter and more effective ways.
The Association of Professional Financial Advisers (APFA) has called for a 15 year longstop and for the Financial Conduct Authority (FCA) to freeze its budget for two years.
The Financial Conduct Authority's business plan has failed to calculated the Dilnot cap correctly Kay Ingram, divisional director of LEBC Group has warned.
The Financial Conduct Authority (FCA) is set to be heavily criticised over its decision to leak details of an upcoming insurance probe to a national newspaper, inadvertently causing shares in several major life companies to plummet, according to reports....
The merger between Friends Life and Aviva has been cleared by the regulators, meaning that only the shareholder vote now remains to be cleared.
The Financial Conduct Authority (FCA) has made a number of recommendations changes to the ways firms handle consumer complaints, following a review of 15 financial firms.