Regulation

Consumer Duty welcomed as 'game changing' opportunity

Regulation

Consumer Duty welcomed as 'game changing' opportunity

New guidelines now in effect for open products

clock 31 July 2023 • 3 min read
BIBA appoints David Sparkes as regulation director

Regulation

BIBA appoints David Sparkes as regulation director

Emma Chapman named conference director

clock 31 July 2023 • 1 min read
Consumer Duty: Don't Stop Thinking About Tomorrow

Regulation

Consumer Duty: Don't Stop Thinking About Tomorrow

Rumours? No, it's all true

clock 31 July 2023 • 3 min read
FCA and other regulators scrap £10k compensation cap

Regulation

FCA and other regulators scrap £10k compensation cap

A revised scheme will apply from 1 November 2023

clock 27 July 2023 • 1 min read
DAs more worried about Consumer Duty costs than networked peers

Adviser / Broking

DAs more worried about Consumer Duty costs than networked peers

Deadline for the Consumer Duty regulation one week away

clock 25 July 2023 • 1 min read
Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Adviser / Broking

Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Majority of IFAs think it has been ‘unclear, unresponsive and unhelpful’

clock 25 July 2023 • 1 min read
FCA intervention leads to 19% dip in appointed representatives

Regulation

FCA intervention leads to 19% dip in appointed representatives

FCA intervention leads to number of ARs declining in recent years

clock 24 July 2023 • 1 min read
Protection advisers expect uptick in quality, consumer experience from Consumer Duty

Adviser / Broking

Protection advisers expect uptick in quality, consumer experience from Consumer Duty

New research from Guardian shows

clock 24 July 2023 • 2 min read
More than half of adults classed as 'vulnerable' under Consumer Duty

Regulation

More than half of adults classed as 'vulnerable' under Consumer Duty

Financial services providers can make a ‘huge difference’

clock 20 July 2023 • 1 min read
National Audit Office to scrutinise FCA as its responsibilities grow

Regulation

National Audit Office to scrutinise FCA as its responsibilities grow

Consumer Duty a major part of watchdog's growing workload

clock 19 July 2023 • 2 min read