regulation

Firms doing "the right thing" won't fear Consumer Duty: Nikhil Rathi

Regulation

Firms doing "the right thing" won't fear Consumer Duty: Nikhil Rathi

FCA chief executive speech

clock 15 July 2022 • 1 min read
FCA mulling six-month Consumer Duty extension for advisers

Regulation

FCA mulling six-month Consumer Duty extension for advisers

Beyond April 2023 implementation

clock 07 July 2022 • 2 min read
Treasury sub-committee launched to scrutinise financial regulators post-Brexit

Regulation

Treasury sub-committee launched to scrutinise financial regulators post-Brexit

Additional Financial Services Scrutiny Unit

clock 27 June 2022 • 2 min read
FOS appoints new CEO and chief ombudsman

Regulation

FOS appoints new CEO and chief ombudsman

Replacing Nausicaa Delfas

clock 09 June 2022 • 2 min read
FCA hastens process to cancel or vary regulated firm's permissions

Regulation

FCA hastens process to cancel or vary regulated firm's permissions

Strengthening consumer protection

clock 20 May 2022 • 2 min read
One in five advisers are unaware of Consumer Duty: Royal London

Adviser / Broking

One in five advisers are unaware of Consumer Duty: Royal London

Research shows varying levels of readiness

clock 05 May 2022 • 2 min read
FCA publishes final rules on diversity disclosures for listed companies

Regulation

FCA publishes final rules on diversity disclosures for listed companies

'Allows flexibility'

clock 21 April 2022 • 2 min read
FCA outlines three-year plan to improve outcomes; targets FSCS levies

Regulation

FCA outlines three-year plan to improve outcomes; targets FSCS levies

'Outcomes and performance metrics'

clock 07 April 2022 • 2 min read
Cardiff IFA handed nine-year bankruptcy order after doomed insurance sales

Adviser / Broking

Cardiff IFA handed nine-year bankruptcy order after doomed insurance sales

Owed more than £350,000

clock 06 April 2022 • 1 min read
Protection: If clients know the price, do they also understand the value?

Regulation

Protection: If clients know the price, do they also understand the value?

Updated Product Intervention and Product Governance Sourcebook

clock 15 March 2022 • 6 min read