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FCA

FCA to review treatment of vulnerable customers

Adviser / Broking

FCA to review treatment of vulnerable customers

Focus on delivering good outcomes

clock 18 March 2024 • 1 min read
FCA unveils measures for more transparent enforcement cases

Regulation

FCA unveils measures for more transparent enforcement cases

Consultation process initiated

clock 27 February 2024 • 2 min read
Vulnerable client processes: What the FCA wants from advisers

Regulation

Vulnerable client processes: What the FCA wants from advisers

Proactive approach in identification and support

clock 26 February 2024 • 4 min read
Fair price and value are most challenging outcomes of Consumer Duty: FCA

Regulation

Fair price and value are most challenging outcomes of Consumer Duty: FCA

Many firms have already made “great progress”

clock 21 February 2024 • 3 min read
PFS launches Consumer Duty tool to identify adviser training needs

Regulation

PFS launches Consumer Duty tool to identify adviser training needs

Firms can identify areas of improvement with the new tool

clock 19 February 2024 • 1 min read
FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Regulation

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

17% surge in interventions recorded to protect consumers

clock 14 February 2024 • 1 min read
FCA: 'Huge opportunity for firms to shape the advice sector'

Adviser / Broking

FCA: 'Huge opportunity for firms to shape the advice sector'

Calls on firms to embrace the regulator’s proposals

clock 09 February 2024 • 2 min read
FCA calls on firms for feedback on how effective its regulation is

Regulation

FCA calls on firms for feedback on how effective its regulation is

This year’s survey has been shortened for ease

clock 05 February 2024 • 1 min read
PFS chief executive: 'We need to support advisers more'

Regulation

PFS chief executive: 'We need to support advisers more'

To provide membership value

clock 17 January 2024 • 2 min read
BIBA calls for scrutiny of FCA objectives and discussing revisiting Consumer Duty scope

Regulation

BIBA calls for scrutiny of FCA objectives and discussing revisiting Consumer Duty scope

2024 Manifesto

clock 11 January 2024 • 3 min read
789
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