Compliance
Critical Illness
'Added flexibility and wider coverage raises compliance concerns'
26 September 2019
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3 min read
Insurer
Lisa de-Laune brings over 20 years' industry experience, having led risk, internal control, internal audit and change functions
20 May 2019
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1 min read
Income Protection
Bankhall, the professional support services provider, has launched Mortgage & Protection Assist, a new compliance support service developed in partnership with the PMS Mortgage Club.
08 September 2016
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1 min read
Adviser / Broking
The Right Mortgage and Protection Network has hired Gavin Earnshaw to be its new compliance director.
27 July 2015
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Adviser / Broking
The Consulting Consortium (TCC) has launched a 'bespoke' compliance support service for small financial advice firms.
03 June 2014
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Regulation
Complaints data published by the FCA has showed 2,479,029 new complaints opened against financial services firms between July and December 2013.
09 April 2014
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Adviser / Broking
A compliance service designed for financial planning firms has been launched.
05 March 2014
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