FCA

Regulation

FCA gives firms a year for certification tests under SM&CR

The FCA has confirmed that, while businesses will have to identify certified staff from day one under the Senior Managers & Certification Regime (SM&CR), they will have a year to complete fitness and propriety assessments.

clock 14 December 2017 • 2 min read

Regulation

FCA fines ex-Axa owned insurance broker £4m

'Independence was compromised'

clock 07 December 2017 • 1 min read

Regulation

FCA proposes charging firms who receive its invoices on paper

8,000 firms receive paper invoices

clock 13 November 2017 • 1 min read

Regulation

FCA plans set to make firms think twice before advising outside PII

Provider contribution idea welcomed

clock 31 October 2017 • 4 min read

Regulation

FCA relaxes rules on advisers 'porting' fact finds

To help reduce cost of advice

clock 29 September 2017 • 2 min read

Regulation

Local authorities do not understand benefits of advice in care planning, FCA is told

'Vary in effectiveness'

clock 22 September 2017 • 3 min read

Regulation

Inducement study sounds warning for advisers

Ahead of MiFID II

clock 18 September 2017 • 2 min read

Regulation

FCA closes 'long-standing customer' investigation into Police Mutual

Case still open for five other insurers

clock 07 September 2017 • 1 min read

Regulation

Advisers critical of plans to remove them from FCA register

Regulator 'shirking responsibility'

clock 31 August 2017 • 2 min read

Regulation

FCA calls on Schwarzenegger to tell claimants to 'do it now' in new PPI advert

Claims deadline set for 29 August 2019

clock 30 August 2017 • 1 min read