FCA

Publication of multi-firm review highlights areas for improvements

Principals have ended relationships with over 1300 ARs

The regulators aim to highlight non-financial misconduct

To support Consumer Duty outcomes

Latest ‘Dear CEO’ letter lays out regulatory concerns

Approvals for unregulated firms

"More financial commitments mean a greater reliance on income"

Amid amalgamation with Aspira

Produced with support from Legal & General

FCA research shows