FCA

Over half of advisers 'well-prepared' for Consumer Duty

Adviser / Broking

Over half of advisers 'well-prepared' for Consumer Duty

Advisers demonstrate readiness

clock 30 May 2023 • 1 min read
Keith Richards calls industry to unite ahead of Consumer Duty

Regulation

Keith Richards calls industry to unite ahead of Consumer Duty

Speaking at Professional Adviser Retreat

clock 18 May 2023 • 4 min read
Majority of advisers to pass on Consumer Duty costs to clients

Adviser / Broking

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns among advisers

clock 17 May 2023 • 1 min read
Consumer Duty: Advisers anticipate client dissatisfaction

Regulation

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect guidelines to receive negative reception

clock 16 May 2023 • 1 min read
FCA: 'Expect robust action' with Consumer Duty supervision

Regulation

FCA: 'Expect robust action' with Consumer Duty supervision

The watchdog has issued another warning on how it will discipline firms

clock 10 May 2023 • 1 min read
Consumer Duty: FCA finds some firms do not pass fair value test

Regulation

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves enough on “uncomfortable questions”

clock 10 May 2023 • 4 min read
Gary Harrison joins Moneysworth Life Insurance

Adviser / Broking

Gary Harrison joins Moneysworth Life Insurance

Ahead of Consumer Duty

clock 10 May 2023 • 1 min read
Comentis launches vulnerable support framework for Consumer Duty

Regulation

Comentis launches vulnerable support framework for Consumer Duty

Available to all FCA regulated firms

clock 25 April 2023 • 2 min read
Consumer Duty: Preparing for the next stages of implementation

Regulation

Consumer Duty: Preparing for the next stages of implementation

"The idea of collaboration comes in the form of knowledge sharing"

clock 25 April 2023 • 4 min read
Up to 70% of customers identified as vulnerable: MorganAsh

Adviser / Broking

Up to 70% of customers identified as vulnerable: MorganAsh

Ahead of Consumer Duty

clock 19 April 2023 • 2 min read