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FCA

Technology

New underwriting systems - a review

Several new underwriting systems are coming to market, revolutionising the adviser's input. Ian McKenna looks at the details.

clock 29 January 2014 • 7 min read

Term Assurance

Term Assurance: Adding colour

Term assurance is the most black and white protection policy. Have we seen any colour in the market over the past year? Fiona Murphy investigates.

clock 27 January 2014 • 8 min read

Marketing

Bah humbug!

The interaction of protection products and the welfare state can throw up anomalies, but there are solutions. Nick Kirwan explains.

clock 21 January 2014 • 6 min read

Regulation

FCA tightens net on adviser inducements in final guidance

Advisers and providers share the burden of responsibility for managing potential conflicts of interest, the Financial Conduct Authority (FCA) has said in a guidance paper out today.

clock 16 January 2014 •

Regulation

Advisers have benefited from RDR - Wheatley

Advisers have generally benefited from the Retail Distribution Review (RDR) as their revenues have increased and they are more professional and better qualified, Financial Conduct Authority (FCA) chief executive Martin Wheatley has said.

clock 14 January 2014 •

Regulation

More work needed on 'adviser transparency' - FCA chief

The Financial Conduct Authority (FCA) is still concerned about transparency in the advice space, especially in relation to charging and independence, chief executive Martin Wheatley has said.

clock 14 January 2014 •

Regulation

FCA swings risk assessment spotlight on London advisers

The Financial Conduct Authority (FCA) is gearing up to interview London-based advisers about their risk assessment processes as it works its way across the country.

clock 13 January 2014 •

Regulation

Tyrie calls on FCA to scrap approved persons regime for advisers

Treasury committee chairman Andrew Tyrie has called on the regulator to scrap the "fundamentally flawed" approved persons regime for advisers and instead align the sector with the new standards being brought in for the banking industry.

clock 08 January 2014 •

Regulation

FCA and PRA launch investigation into Co-op failures

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have launched enforcement investigations into failures at the Co-operative Bank which led to it receiving a rescue package of £1.5bn from its parent company.

clock 06 January 2014 •

Regulation

New members for the FCA Consumer Panel

Three new members have been appointed to the Financial Services Consumer Panel.

clock 02 January 2014 •
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