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FCA

Regulation

FCA cuts back on client communication rules

The Financial Conduct Authority (FCA) has announced plans to remove a number of what it said are "ineffective communication requirements" from its handbook for firms.

clock 22 October 2015 •

Regulation

Access to advice probe begins with look at robo-advice

The Financial Advice Market Review will examine how access to advice can be improved

clock 12 October 2015 •

Regulation

FCA will spurn consumer body call to rate firms - lawyer

The regulator is likely to shrug off calls from the Financial Services Consumer Panel (FSCP) to create a quality rating for firms, on the grounds it does not have the resources to take on the burden, a law firm has said.

clock 16 September 2015 •

Adviser / Broking

FCA bans adviser for misappropriation of premiums

The Financial Conduct Authority (FCA) has fined and banned Ralph Whittington, of Savesure Limited, from any function related to regulated activity, after premiums paid by clients were misappropriated.

clock 10 September 2015 •

Regulation

FOS warns firms to ditch 'rigid' rules when dealing with vulnerable clients

The Financial Ombudsman Service (FOS) has warned it will demand compensation awards from businesses for non-financial errors if they are deemed to have failed vulnerable clients by "rigidly applying rules".

clock 18 August 2015 •

Regulation

Govt and FCA launch major review of financial advice market

A major review into consumer access to the financial advice market has been launched by HM Treasury and the Financial Conduct Authority (FCA).

clock 03 August 2015 •

Whole of Life

Whole of Life: In danger of falling behind the times?

Susan Stevenson says the needs of over-50s life insurance customers are changing - but how will the market respond?

clock 28 July 2015 • 7 min read

Regulation

'Outraged' IFA petitions FCA for independent review of adviser regulation

A petition is demanding soon-to-be acting head of the Financial Conduct Authority (FCA) Tracey McDermott enact an independent review of advice firm regulation, after an IFA was forced to pay a 320% increase in his Financial Services Compensation Scheme...

clock 27 July 2015 •

Regulation

FCA splits advice from guidance in new complaints rules

The Financial Conduct Authority (FCA) has for the first time distinguished between advice and guidance in the way it records complaints, in new rules out today.

clock 23 July 2015 •

Regulation

FCA calls for changes to consumer communications

The Financial Conduct Authority (FCA) has called on firms, consumer groups and stakeholders to give consumers information in smarter and more effective ways.

clock 25 June 2015 •
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