FCA

Majority of advisers to pass on Consumer Duty costs to clients

Adviser / Broking

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns among advisers

clock 17 May 2023 • 1 min read
Consumer Duty: Advisers anticipate client dissatisfaction

Regulation

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect guidelines to receive negative reception

clock 16 May 2023 • 1 min read
FCA: 'Expect robust action' with Consumer Duty supervision

Regulation

FCA: 'Expect robust action' with Consumer Duty supervision

The watchdog has issued another warning on how it will discipline firms

clock 10 May 2023 • 1 min read
Consumer Duty: FCA finds some firms do not pass fair value test

Regulation

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves enough on “uncomfortable questions”

clock 10 May 2023 • 4 min read
Gary Harrison joins Moneysworth Life Insurance

Adviser / Broking

Gary Harrison joins Moneysworth Life Insurance

Ahead of Consumer Duty

clock 10 May 2023 • 1 min read
Comentis launches vulnerable support framework for Consumer Duty

Regulation

Comentis launches vulnerable support framework for Consumer Duty

Available to all FCA regulated firms

clock 25 April 2023 • 2 min read
Consumer Duty: Preparing for the next stages of implementation

Regulation

Consumer Duty: Preparing for the next stages of implementation

"The idea of collaboration comes in the form of knowledge sharing"

clock 25 April 2023 • 4 min read
Up to 70% of customers identified as vulnerable: MorganAsh

Adviser / Broking

Up to 70% of customers identified as vulnerable: MorganAsh

Ahead of Consumer Duty

clock 19 April 2023 • 2 min read
Bank of England and FCA launch consultation on SM&CR

Regulation

Bank of England and FCA launch consultation on SM&CR

Part of the Edinburgh Reforms

clock 30 March 2023 • 2 min read
FCA names two enforcement directors

Regulation

FCA names two enforcement directors

Therese Chambers and Steve Smart

clock 23 March 2023 • 2 min read