The FSA has launched a new CD-ROM based training programme that aims to help IFAs improve their unde...
The FSA has launched a new CD-ROM based training programme that aims to help IFAs improve their understanding of compliance. The CD, Compliance Essentials for Financial Advisers, outlines the key principles of the compliance requirements, the most frequently occurring problems and practical ways IFAs can demonstrate compliance. It also details how to assess affordability, risk profiles and complaints handling.
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