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Regulation

Regulation

Discussion - Adviser inducements; what should I be wary of?

I am a protection adviser. I know there hasn't been any formal guidance on inducements for protection advisers, but we've seen providers and networks changing their stance and withdrawing inducements. Are there any steps or considerations I should bear...

clock 30 April 2014 • 4 min read

Regulation

UK economy grows 0.8% in Q1

The UK economy expanded by 0.8% in Q1, slightly below economists' expectations.

clock 29 April 2014 •

Regulation

Sir Anthony Holland steps down after decade as Complaints Commissioner

The Bank of England (BoE) and Financial Conduct Authority (FCA) have appointed Antony Townsend as Complaints Commissioner, replacing Sir Anthony Holland whose term of office ends this month after almost a decade.

clock 25 April 2014 •

Regulation

73% of brokers say regulation hitting customer service

Almost three quarters of intermediaries have warned that the weight of regulation is damaging insurers' customer service, in a survey conducted by EDM Group.

clock 23 April 2014 •

Regulation

Former Competition Commission chief joins FCA

The Financial Conduct Authority (FCA) has appointed former chief executive of the Competition Commission (CC) David Saunders as a senior adviser on competition.

clock 23 April 2014 •

Regulation

Pension tax changes and group life policies - a problem?

A change in pension tax rules could land some with group life policies with hefty bills. But, as Nick Rumble finds, there are solutions.

clock 22 April 2014 • 8 min read

Regulation

FCA fines to senior individuals down 40% in four years

Just 18 individuals were fined by the regulator for misconduct, breaches of the rules or failures in their duties in 2013, a fall of 40% from 30 three years' before.

clock 22 April 2014 •

Regulation

FCA to allow industry 'period of MMR adjustment' before compliance checks

The Financial Conduct Authority will not begin testing firms' Mortgage Market Review processes until later in the year to allow for a "period of adjustment" while lenders and brokers get used to the new regime.

clock 22 April 2014 •

Regulation

Two brokers in firing line as FCA issues warnings

Two broking bosses have been given warning notices by the Financial Conduct Authority relating to management issues and client money handling.

clock 15 April 2014 •

Regulation

UK inflation falls to fresh four-year low in March

UK CPI inflation fell for a sixth consecutive month in March to hit a fresh four-year low, according to latest figures from the Office for National Statistics.

clock 15 April 2014 •
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