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Regulation

Regulation

FCA outlines new approach to tackling serious firm failings

The Financial Conduct Authority (FCA) has introduced a new approach to tackling serious failings in financial services firms by cracking down on senior level management first.

clock 20 June 2014 •

Regulation

Long-stop petition 'needs 4k more signatures' in next five weeks

The industry's petition calling on the government to remove the ombudsman's right to consider claims without any long-stop restriction, has passed 5,000 signatures but needs double that to be considered by officials.

clock 19 June 2014 •

Regulation

Vince Cable: Finance is a public good but it doesn't always work that way

Business secretary Vince Cable has called the financial sector "a public good", though admitted it often falls short of this lofty aim.

clock 18 June 2014 •

Regulation

Couple sentenced for £1m life insurance fraud after husband faked his own death

A husband and wife have been sentenced after he faked his death in a bid to collect more than £1.1 million from life insurance policies and investments.

clock 17 June 2014 • 3 min read

Regulation

UK CPI inflation falls to 1.5%

UK Consumer Prices Index (CPI) inflation fell in the year to May, after the previous month saw its first climb in 10 months.

clock 17 June 2014 •

Regulation

Carney tells UK rates may rise this year

The governor of the Bank of England has told the UK to prepare for a potential rise in interest rates this year.

clock 13 June 2014 •

Regulation

PFS and TISA to launch client ownership principles

The Personal Finance Society (PFS) and Tax Incentivised Savings Association (TISA) are consulting on a protocol designed to provide clarity surrounding the treatment of client relationships between a firm and individual advisers.

clock 12 June 2014 •

Regulation

Confidence in UK financial system 'at highest since 2008'

Confidence in the UK economy has hit a post-crisis high despite soaring valuations pointing towards a correction, according to the FT.

clock 10 June 2014 •

Regulation

Avoiding the group IP and employment law pitfalls

What should employers know to successfully run a group income protection scheme without running into legal problems? Paul Avis and Vanessa Cowling give their insights.

clock 09 June 2014 • 4 min read

Regulation

APFA: Smallest advice firms' regulatory cost equals 20% of income

The smallest advice firms face the largest proportion of regulatory costs, with some paying up to 20% of their income, research commissioned by the Association of Professional Financial Advisers (APFA) has found.

clock 06 June 2014 •
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