appointed representatives

Advisers 'fighting a losing battle' over fraudulent appointed representative activity

Adviser / Broking

Advisers 'fighting a losing battle' over fraudulent appointed representative activity

"These firms operate with impunity and nobody seems to be able to stop them"

clock 03 July 2023 • 5 min read
Stonebridge updates Compliance Operating Model services for ARs

Adviser / Broking

Stonebridge updates Compliance Operating Model services for ARs

Change offers a more tailored approach for member firms

clock 07 November 2022 • 1 min read
FCA tightens AR rules to cut mis-selling risk

Regulation

FCA tightens AR rules to cut mis-selling risk

Greater onus on principals

clock 03 August 2022 • 2 min read
Santé Group acquires stake in PMI and employee benefits network

PMI

Santé Group acquires stake in PMI and employee benefits network

Sante Partners to become part of the Santé Group

clock 17 December 2021 • 1 min read
FCA looks to strengthen appointed representative oversight regime

Regulation

FCA looks to strengthen appointed representative oversight regime

“The level of harm we are currently seeing is too high”

clock 03 December 2021 • 1 min read
Adviser FSCS bills set to fall as FCA works to stabilise levy

Regulation

Adviser FSCS bills set to fall as FCA works to stabilise levy

FCA’s Consumer Strategy Paper

clock 15 September 2021 • 3 min read