Regulation

Regulation

Buying insurance through a consumer lens

Melissa Collett describes her recent experience of an adviser private medical insurance sales process.

clock 12 July 2017 • 3 min read

Regulation

Analysis: The Taylor Review of Modern Working Practices

Richard Walsh discusses The Taylor Review of Modern Working Practices.

clock 12 July 2017 • 5 min read

Regulation

Advisers' FCA levy confirmed at £77.1m

Pension Wise/ MAS levies decrease

clock 04 July 2017 • 2 min read

Regulation

FCA confirms call-recording and note-taking rules for advisers

In new MiFID II policy statement

clock 04 July 2017 • 2 min read

Regulation

RDR review delayed by two years to 2019

'Baseline report' also published

clock 03 July 2017 • 2 min read

Regulation

Four big banks among participants in FCA advice unit

Four advice firms also on list

clock 30 June 2017 • 2 min read

Regulation

FCA seeks feedback on access to travel insurance for consumers who have had cancer

The Financial Conduct Authority (FCA) is seeking views and evidence of the challenges firms face in providing travel insurance for consumers who have, or have had, cancer, and the challenges for these consumers in accessing insurance.

clock 20 June 2017 • 1 min read

Regulation

FCA chair Griffith-Jones to step down in March 2018

Has faced criticism during his tenure

clock 19 June 2017 • 2 min read

Regulation

Total Recall - Five things you need to know about client call recording

OPAL Group's Matt Oldham discusses what advisers need to know about client call recording given the Financial Conduct Authority's recent clarification on the rules.

clock 19 June 2017 • 6 min read

Regulation

FOS upholds third of complaints about IFAs

Annual review published

clock 13 June 2017 • 2 min read