SM&CR aims to reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct
The Chartered Institute for Securities & Investment (CISI) has launched its Senior Managers & Certifications Regime (SM&CR) Conduct Rules toolkit to help members prepare for the upcoming rule changes The Financial Conduct Authority (FCA) launched the SM&CR in 2016. It will apply to all financial services from 9 December this year, bringing with it new administrative, regulatory and conduct requirements. SM&CR aims to reduce harm to consumers and strengthen market integrity by making individuals...
On Thursday 12 March
Following Paterson Inquiry
Ruth Gilbert investigates another potential threat to life policies
'Business as usual'
Shortest-serving Chancellor for 50 years