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Regulation

Regulation

FSA outlines succession plans

The FSA has outlined its timetable and intentions for dealing with the splitting of its responsibilities amongst several regulators.

clock 14 July 2010 • 2 min read

Regulation

IFS warns of regulator proliferation

The IFS School of finance has warned the All Party Parliamentary group on Insurance and Financial Services of a proliferation of "pseudo-regulators".

clock 12 July 2010 • 1 min read

Regulation

FSCS levies - The key facts

The British Insurance Brokers Association (BIBA) addresses the significant increases in the Financial Services Compensation Scheme (FSCS) levy.

clock 06 July 2010 • 7 min read

Regulation

BIBA - Increase in cost of regulation threatens brokers

The British Insurance Brokers Association (BIBA) has highlighted "inequality" in the current funding of the Financial Services Compensation Scheme FSCS).

clock 05 July 2010 • 1 min read

Regulation

ABI downplays fear of UK/EU regulatory clash

The ABI has discounted fears of a pan European regulatory clash, as both the UK and the EU authorities overhaul their supervision of financial services.

clock 30 June 2010 • 2 min read

Adviser / Broking

RDR: IFAs face stricter CPD requirements

Advisers will need to complete a minimum of 35 hours of relevant CPD each year, according to the FSA's latest Retail Distribution Review paper.

clock 28 June 2010 • 2 min read

Regulation

RDR: FSA still considering pure protection requirements

The FSA says it needs more time to consider the costs and benefits of introducing professional requirements for advisers selling pure protection.

clock 28 June 2010 • 1 min read

Regulation

FOS identifies bad advice after protection complaints

The Financial Ombudsman Service (FOS) has highlighted examples of bad protection advice from complaints referred to it during the recession.

clock 24 June 2010 • 3 min read

Regulation

Zurich launches Diploma support for advisers

Zurich is providing access to new online learning materials in a bid to help advisers studying for examinations for the up coming Retail Distribution Review (RDR).

clock 18 June 2010 • 1 min read

Regulation

LTC exams to be reviewed every three years

Long term care, mortgage and equity release qualifications could be reviewed by the FSA every three years to "ensure they remain up to date and relevant".

clock 04 June 2010 • 1 min read
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