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Regulation

Regulation

'Key individuals' targeted in FSA ethics code

The FSA will not push ahead with an ethical code just for investment advisers and has confirmed it will focus on key individuals within firms.

clock 04 June 2010 • 1 min read

Regulation

Govt still considering FSA closure

Chancellor George Osborne's aides say complete abolition of the FSA is still on the table, adding the regulator will certainly lose its independent role.

clock 03 June 2010 • 1 min read

Regulation

FSA extends PPI complaint deadline

The FSA has extended by five months the time customers can make complaints to the Ombudsman over purchasing payment protection insurance(PPI).

clock 28 May 2010 • 1 min read

Regulation

FSA to consult on adviser fee changes for 2011/12;

The regulator says it will not implement AIFA's call for a "major overhaul" of adviser levies until further consultation, which will not see any changes introduced until 2011/12.

clock 28 May 2010 • 3 min read

Regulation

Planet Insurance

In the run up to the election, there are changes on the horizon for regulating insurance, particularly in the area of consumer protection.

clock 06 April 2010 • 3 min read

Regulation

RDR protection paper: Opinions positive for the FSA

Reaction to the FSA's consultation paper CP10/8 on pure protection sales by retail investment firms has been positive.

clock 26 March 2010 • 1 min read

Regulation

Pure protection sales by retail investment firms -Clive Waller

There is much of interest in the FSA releases today (26 march). The debate about fund manager rebates will get louder and continue for a couple of months. For those of us who are also interested in protection, the paper 10/8 (Pure protection sales by...

clock 26 March 2010 • 2 min read

Adviser / Broking

RDR protection paper: FSA's consultation questions

The FSA has issued four questions for the protection industry as part of its Consulation Paper 10/8.

clock 26 March 2010 • 1 min read

Adviser / Broking

RDR protection paper: No consumer detriment to commission charging - FSA

The FSA believes there is there is no consumer detriment in allowing advisers who operate under COBS rules to maintain their current commission based charging.

clock 26 March 2010 • 1 min read

Adviser / Broking

RDR protection paper: FSA's 'independent' and 'restricted' labels to be dropped for protection

The FSA has abandoned the reading-across of RDR labelling to pure protection.

clock 26 March 2010 • 1 min read
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