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FCA

Regulation

FCA: Firms have 'improved' PPI complaints handling

The Financial Conduct Authority (FCA) has reported that firms have improved the way they handle complaints in its latest update on PPI redress work.

clock 29 August 2014 •

Regulation

FCA pledges overhaul of attestation proceedures

The Financial Conduct Authority (FCA) has pledged it will overhaul the way it issues attestations to firms - which put the onus on senior management to fix problems - by placing greater importance on clarity and transparency.

clock 26 August 2014 •

Regulation

Almost all FCA fines via settlement deals - research

Some 97% of the £943m in fines collected by the financial regulator between 2010 and 2013 came from settlements, according to research from law firm Freshfields.

clock 26 August 2014 •

Regulation

FCA calls for examples of retrospective regulation

The Financial Conduct Authority (FCA) is seeking examples of occasions the industry suspects it may have applied its rules after the fact with the benefit of hindsight.

clock 21 August 2014 •

Regulation

FCA's social media rules leave just 40 characters for product promotion - consultancy

The Financial Conduct Authority's (FCA) newly published guidance on social media promotion leaves firms with 40 characters to promote their products on Twitter, warned a consultancy as it criticised the regulator for "not going far enough" in telling...

clock 07 August 2014 •

Adviser / Broking

Wheatley: No prospect of 'regulatory dividend' for advisers

The prospect of a 'regulatory dividend' for advisory firms - proposed by the Association of Professional Financial Advisers (APFA) - has been all but ruled out by the Financial Conduct Authority (FCA).

clock 18 July 2014 •

Regulation

Price comparison sites 'failing' FCA expectations

The Financial Conduct Authority (FCA) has found that some price comparison websites operating in the general insurance sector are 'failing' to meet consumers' expectations of them and, in some cases, the FCA's regulatory standards.

clock 17 July 2014 •

Regulation

Wheatley: Long-stop project now 'slightly more complicated'

Advisers' hopes for the re-introduction of a long-stop on client complaints have suffered a blow after Financial Conduct Authority (FCA) chief Martin Wheatley suggested the regulator's investigation into the matter may have hit a roadblock.

clock 17 July 2014 •

Regulation

FCA defends 'inconsistent' FOS decision making

The Financial Conduct Authority (FCA) has defended the Financial Ombudsman Service (FOS) from allegations of inconsistent case verdicts.

clock 15 July 2014 •

Adviser / Broking

Blog: Advisers must stop threatening clients

Advisers are increasingly imposing fees on customers who switch or cancel protection policies. Adviser Mark Sleaford is not impressed

clock 04 July 2014 •
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