Regulation

Matt Riordan: How can you meet MiFID II recording requirements?

Firms that fail to put processes in place to meet the requirements of MiFID II now will undoubtedly feel the strain - both financially and operationally - in the near future, warns Matt Riordan

04 December 2017 • 5 min read

FCA proposes charging firms who receive its invoices on paper

8,000 firms receive paper invoices

13 November 2017 • 1 min read

FCA plans set to make firms think twice before advising outside PII

Provider contribution idea welcomed

31 October 2017 • 4 min read

GDPR and financial advice: Data subject consent

Ramifications for advice firms

26 October 2017 • 5 min read

Govt reveals 'breathing space' plans for those with problem debt

‘Time to seek advice’

24 October 2017 • 3 min read

Melissa Collett joins CII as Professional Standards Director

The Chartered Insurance Institute (CII) has appointed Melissa Collett as its new Professional Standards Director, leading its professional standards, ethics and conduct activity as a united profession.

05 October 2017 • 1 min read

FCA relaxes rules on advisers 'porting' fact finds

To help reduce cost of advice

29 September 2017 • 2 min read

Regulation

Competition watchdog sets rules for comparison sites

The Competition and Markets Authority (CMA) has published its final report following a market study into the use of price comparison sites and other apps.

27 September 2017 • 1 min read