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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Regulation

FCA: we are all to blame for lack of trust

The blame for the erosion of trust in financial services must be laid at the feet of everyone involved in the sector, the Financial Conduct Authority's (FCA's) director of supervision has said.

clock 22 April 2013 •

Insurer

Bumper protection sales boost Royal London

A near-25% rise in UK protection sales helped drive an increase in profits for the Royal London group in 2012.

clock 28 March 2013 •

Regulation

FCA may 'tighten' RDR rules before 2014 review

The incoming Financial Conduct Authority (FCA) may change rules introduced following the Retail Distribution Review (RDR) sooner than planned if it identifies widespread non-compliance or any harmful unintended consequences.

clock 25 March 2013 •

Regulation

You won't hear 'be afraid' mantra from us, says FCA chief

The head of the incoming Financial Conduct Authority (FCA) has suggested the new body will adopt a less aggressive tone than its predecessor and will instead seek to "have a dialogue" with the companies and individuals it regulates.

clock 22 March 2013 •

Regulation

FCA will identify people under enforcement

The incoming Financial Conduct Authority (FCA) has outlined plans to use new powers permitting it to publish details of enforcement cases, at one of the earliest stages of its proceedings.

clock 19 March 2013 •

Regulation

FSA finds product lapse rates lower among IFAs

Consumers are less likely to surrender on some life and pensions products if they were sold to them by an IFA, data collected by the Financial Services Authority (FSA) suggests.

clock 13 February 2013 •

Adviser / Broking

HMRC secures tax evasion guilty plea from ex-Honister IFA

A former Honister Partners adviser has pleaded guilty to evading tax in a case brought by Her Majesty's Revenue & Customs (HMRC).

clock 11 February 2013 •

Regulation

Euro budget deal 'close' after through-the-night talks

European leaders are set to announce a long-term deal that would see the EU budget cut, in real terms, for the first time since the European Union was created.

clock 08 February 2013 •

Insurer

Trevor Matthews steps down as Aviva UK CEO

Trevor Matthews, chief executive of Aviva UK, is to step down from the role.

clock 07 February 2013 •

Income Protection

FSA issues guidance on selling income protection plans

Firms distributing 'payment protection' products - such as short-term income protection - must ensure salespeople do not have inappropriate incentives to sell them, the Financial Services Authority (FSA) has stressed in new guidance.

clock 24 January 2013 •
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