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FSA

Regulation

FSA hits health and social care firm with £175k fine

The FSA has fiend a health and social care services organisation £175,000 for failing to ensure compliance with share dealing provisions.

clock 14 February 2013 •

Regulation

FSA finds product lapse rates lower among IFAs

Consumers are less likely to surrender on some life and pensions products if they were sold to them by an IFA, data collected by the Financial Services Authority (FSA) suggests.

clock 13 February 2013 •

Regulation

FSA and OFT to provide clarity on STIP final guidance

The Office of Fair Trading (OFT) and the Financial Services Authority (FSA) will be meeting with insurers and protection industry individuals to provide clarity on recent short-term income protection product (STIP) final guidance.

clock 08 February 2013 •

PMI

Interview with Aviva's Louise Colley: Walking the Walk

Nicola Culley gets some straight talking from Louise Colley, Aviva's head of protection sales and marketing.

clock 07 February 2013 • 6 min read

Regulation

RBS fined £390m for 'widespread misconduct' over LIBOR

RBS has been fined a collective £391m for its role in the LIBOR scandal, with the FSA's investigation finding more than 200 "inappropriate" rate submissions.

clock 06 February 2013 •

Term Assurance

Beefing up Term Assurance

Nicola Culley attempts to discover how to broaden the appeal of term assurance.

clock 30 January 2013 • 5 min read

Regulation

FSA: we will come down hard on firms after initial reviews

The Financial Services Authority (FSA) has said it will "come down hard" on those firms who continue to flout its rules after its first round of thematic reviews this year.

clock 30 January 2013 •

Income Protection

FSA issues guidance on selling income protection plans

Firms distributing 'payment protection' products - such as short-term income protection - must ensure salespeople do not have inappropriate incentives to sell them, the Financial Services Authority (FSA) has stressed in new guidance.

clock 24 January 2013 •

Business

Protection specialist sweeps up unqualified advisers

A protection and health insurance specialist is setting up a nationwide adviser network with a view to sweeping up IFAs who have not met the demands of RDR.

clock 22 January 2013 •

Regulation

FSA branded a 'disgrace' over individual broker registration

The chief executive of the Association of Mortgage Intermediaries (AMI) has hit out at the Financial Services Authority (FSA) over its failure to launch an individual registration scheme for mortgage advisers.

clock 22 January 2013 •
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