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Financial Conduct Authority

Regulation

Tyrie in 'stability of the graveyard' warning to FCA

Treasury Select Committee (TSC) chairman Andrew Tyrie has called on the industry to help parliament hold the financial services regulator to account to avoid "excessive regulation" that could "create the stability of the graveyard".

clock 28 November 2013 •

Regulation

Comparison sites under FCA investigation

Comparison sites are facing an investigation by the Financial Conduct Authority (FCA) to ensure consumers are not "being misled".

clock 25 November 2013 •

Regulation

Regulator's staff turnover has accelerated post-split

Financial Conduct Authority figures show staff are leaving the organisation

clock 13 November 2013 •

Regulation

FCA plans to cut adviser fees under fee block reallocation

The Financial Conduct Authority (FCA) has set out plans to cut regulatory fees by reallocating advisers who have permissions to hold client money or safeguard and administer assets to different fee blocks.

clock 31 October 2013 •

Insurer

FCA probe finds "no consistency" in industry use of private investigators

The Financial Conduct Authority has stated that "there is no consistency" in the way insurance companies use private investigators (PI).

clock 01 October 2013 •

Adviser / Broking

FCA drags its heels in six month delays to authorise new firms

The average length of time taken by the Financial Conduct Authority (FCA) to authorise financial services start-ups is now back up to its highest levels, according to data obtained by City law firm RPC.

clock 30 September 2013 •

Regulation

Regulatory spotlight could shift to companies' boards

The Financial Conduct Authority (FCA) is likely to apply more scrutiny to companies' boards prior to implementing its new senior person's regime, a consultancy has suggested.

clock 21 August 2013 •

Regulation

APFA demands three-year FCA budget freeze

The Association of Professional Financial Advisers (APFA) has asked for the regulator's budget to be frozen for three years, so it can provide a cut in real terms.

clock 31 July 2013 •

Marketing

FCA plans social media storm

Financial Conduct Authority looks at social media to communicate with financial services firms

clock 24 July 2013 •

Regulation

FCA bans and fines former insurance broker £140k

The Financial Conduct Authority (FCA) has banned and fined former insurance broker Paul Cable £140,000 for misleading a client into thinking they had taken out an insurance policy when they hadn't.

clock 19 July 2013 •
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