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adviser firms

Regulation

APFA calls for FCA fees refund to correct 'error'

The Association of Professional Financial Advisers (APFA) has called on the regulator to adjust next year's fees for advisers to "correct the error that occurred" in the previous year.

clock 07 January 2014 •

Regulation

Insurance Brokers Standards Council launched

A new broker body has been launched in a bid to raise standards of behaviour and practice in the profession.

clock 02 January 2014 • 3 min read

Marketing

Confidence in UK financial services reaches 17-year high

Confidence in UK financial services is at a 17 year high, with firms anticipating a greater recovery in volumes, profitability and employment in the fourth quarter.

clock 05 December 2013 •

Adviser / Broking

APFA claims victory as EU drops plans for €200 advice cost cap

The Association of Professional Financial Advisers (APFA) is claiming a key victory in the fight for fair regulation of advisers following news that European Union ministers have dropped a proposal to cap fees for advice.

clock 21 November 2013 •

Regulation

CII plans overhaul of corporate Chartered status

The Chartered Insurance Institute (CII) has laid out its plans to overhaul the corporate Chartered status for firms, in a drive to achieve greater trust among consumers and raise standards across the profession.

clock 12 November 2013 •

Regulation

Keith Richards: Tough but fair FCA outshines predecessor

The Financial Conduct Authority (FCA) will be tougher than its predecessor but its more open approach has improved its standing in the industry, Keith Richards has said.

clock 08 November 2013 •

Regulation

FCA plans to cut adviser fees under fee block reallocation

The Financial Conduct Authority (FCA) has set out plans to cut regulatory fees by reallocating advisers who have permissions to hold client money or safeguard and administer assets to different fee blocks.

clock 31 October 2013 •

Adviser / Broking

Biba members approve changes to the association

Broker trade body to implement initial outcomes of its strategic review.

clock 30 October 2013 •

Individual Protection

Call for simpler underwriting to close protection gap - advisers

Advisers believe simpler underwriting and greater incentives on policies are ‘paramount' to addressing the ‘protection gap', Avelo research has found.

clock 17 October 2013 •

Regulation

FCA warning notices: When the regulator will identify individuals

The Financial Conduct Authority (FCA) will now be publishing details of warning notices against firms and individuals before it issues enforcement proceedings against them. But in what circumstances will it name and shame individuals?

clock 16 October 2013 •
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