Regulation

Regulation

Four big banks among participants in FCA advice unit

Four advice firms also on list

clock 30 June 2017 • 2 min read

Regulation

FCA seeks feedback on access to travel insurance for consumers who have had cancer

The Financial Conduct Authority (FCA) is seeking views and evidence of the challenges firms face in providing travel insurance for consumers who have, or have had, cancer, and the challenges for these consumers in accessing insurance.

clock 20 June 2017 • 1 min read

Regulation

FCA chair Griffith-Jones to step down in March 2018

Has faced criticism during his tenure

clock 19 June 2017 • 2 min read

Regulation

Total Recall - Five things you need to know about client call recording

OPAL Group's Matt Oldham discusses what advisers need to know about client call recording given the Financial Conduct Authority's recent clarification on the rules.

clock 19 June 2017 • 6 min read

Regulation

FOS upholds third of complaints about IFAs

Annual review published

clock 13 June 2017 • 2 min read

Regulation

May under pressure as election ends in hung parliament

Pound and UK equities set for bumpy day

clock 09 June 2017 • 3 min read

Regulation

Intrinsic confirms Caerus take-over

300 advisers added to network

clock 02 June 2017 • 1 min read

Regulation

Advisers see pre-tax profits fall - APFA report

Margins remain 'thin'

clock 25 May 2017 • 2 min read

Regulation

Larger, restricted and AR firms more consistent on suitability - FCA

Advice found to be 'suitable' in 93.1% of cases

clock 19 May 2017 • 3 min read

Regulation

Govt U-turns on 'unpalatable' probate fee in run up to election

Labelled a ‘stealth tax’

clock 21 April 2017 • 2 min read