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Regulation

Regulation

Keith Richards: Tough but fair FCA outshines predecessor

The Financial Conduct Authority (FCA) will be tougher than its predecessor but its more open approach has improved its standing in the industry, Keith Richards has said.

clock 08 November 2013 •

Regulation

Fraud Week - top tips

To highlight fraud week, the Association of Certified Fraud Examiners (ACFE) has released a set of basic tips it said every organisation should be aware of.

clock 07 November 2013 •

Regulation

Sesame confirms it will drop IFA mandate and go restricted

Network Sesame has confirmed that it is planning to drop its independence mandate for investment and pension advice and move to a ‘whole of market' restricted proposition in 2014.

clock 06 November 2013 • 1 min read

Regulation

BoE interest rate rise conditions could be met imminently - think-tank

The National Institute of Economic and Social Research says unemployment rates could fall to 7% by 2014

clock 05 November 2013 •

Regulation

FCA 'at odds' with IFAs over independence definition

The Financial Conduct Authority's (FCA) current stance on the definition of independence is at odds with the views of up to half of the IFA community, according to research.

clock 04 November 2013 •

Regulation

FCA plans to cut adviser fees under fee block reallocation

The Financial Conduct Authority (FCA) has set out plans to cut regulatory fees by reallocating advisers who have permissions to hold client money or safeguard and administer assets to different fee blocks.

clock 31 October 2013 •

Regulation

FOS kicks off £200k review of its role and reach

The Financial Ombudsman Service (FOS) has hired trend forecaster the Future Foundation to conduct a review of the ombudsman's role in the changing world of financial services.

clock 30 October 2013 •

Regulation

UK economy grows 0.8% in third quarter

UK GDP growth was 0.8% in the third quarter of the year, according to the first estimate from the Office for National Statistics (ONS).

clock 25 October 2013 •

Regulation

ABI to combine general insurance with life and pensions

The Association of British Insurers (ABI) will combine general insurance with life and pensions under a new department.

clock 24 October 2013 •

Regulation

PPI complaints top one million

The Financial Ombudsman Service (FOS) has now received over one million complaints about payment protection insurance (PPI), with the majority of them being in relation to the mis-selling of policies.

clock 23 October 2013 •
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