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Regulation

Regulation

FCA cancels adviser's permissions after compulsory liquidation

The Financial Conduct Authority (FCA) has cancelled the permissions of insurance and mortgage broker Goldthorn Mortgage & Insurance Services following the liquidation of the company.

clock 07 August 2013 •

Regulation

FCA names director in charge of supervising advisers

The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its supervision division, with Nick Poyntz-Wright heading up its long term savings & pensions unit which includes oversight of wealth management services and investment...

clock 07 August 2013 •

Regulation

Planet Insurance: Immigration madness

A new policy to regulate migrant access to the NHS has its stupidities, finds Richard Walsh

clock 05 August 2013 •

Regulation

APFA demands three-year FCA budget freeze

The Association of Professional Financial Advisers (APFA) has asked for the regulator's budget to be frozen for three years, so it can provide a cut in real terms.

clock 31 July 2013 •

Regulation

FCA finds restricted advisers operating under IFA banner

The Financial Conduct Authority (FCA) says firms are mostly adapting well to changes introduced following the Retail Distribution Review (RDR), but it has uncovered some problems, including firms describing themselves as independent but in fact choosing...

clock 25 July 2013 •

Regulation

DWP bringing in additional providers 'to improve' Work Capability Assessment

The Department of Work and Pensions (DWP) is taking action to improve Work Capability Assessments (WCA) by bringing in additional providers, the minister for employment has announced.

clock 22 July 2013 • 2 min read

Regulation

FCA bans and fines former insurance broker £140k

The Financial Conduct Authority (FCA) has banned and fined former insurance broker Paul Cable £140,000 for misleading a client into thinking they had taken out an insurance policy when they hadn't.

clock 19 July 2013 •

Regulation

Wheatley 'can't commit' to lowering fees for advisers

Financial Conduct Authority (FCA) chief executive Martin Wheatley has said he "can't commit" to lowering advisers' regulatory fees, despite a marked drop in practitioner numbers.

clock 18 July 2013 •

Adviser / Broking

CII adds level 4 protection to Cert CII qualification

The CII has added a level-4 protection module to its Cert CII (Health and Protection) qualification.

clock 16 July 2013 •

Regulation

FOS hit with massive rise in complaints

The Financial Ombudsman Service (FOS) has seen a 179% increase in complaints about financial products and services in the first quarter of the 2013/14 financial year.

clock 16 July 2013 •
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