Regulation

Regulation

FCA financial advice director Linda Woodall exits

Retiring from regulation

clock 03 January 2018 • 1 min read

Regulation

Matt Riordan: How can you meet MiFID II recording requirements?

Firms that fail to put processes in place to meet the requirements of MiFID II now will undoubtedly feel the strain - both financially and operationally - in the near future, warns Matt Riordan

clock 04 December 2017 • 5 min read

Regulation

FCA proposes charging firms who receive its invoices on paper

8,000 firms receive paper invoices

clock 13 November 2017 • 1 min read

Regulation

FCA plans set to make firms think twice before advising outside PII

Provider contribution idea welcomed

clock 31 October 2017 • 4 min read

Regulation

Govt reveals 'breathing space' plans for those with problem debt

‘Time to seek advice’

clock 24 October 2017 • 3 min read

Regulation

FCA relaxes rules on advisers 'porting' fact finds

To help reduce cost of advice

clock 29 September 2017 • 2 min read

Regulation

Intelliflo forms working group to address challenges of GDPR

GDPR in force May 2018

clock 27 September 2017 • 2 min read

Regulation

Local authorities do not understand benefits of advice in care planning, FCA is told

'Vary in effectiveness'

clock 22 September 2017 • 3 min read

Regulation

Majority of advisers could miss GDPR deadline, Intelliflo warns

Advisers urged to start planning

clock 21 September 2017 • 1 min read

Regulation

Inducement study sounds warning for advisers

Ahead of MiFID II

clock 18 September 2017 • 2 min read