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Adviser / Broking

Adviser / Broking

FSA blocks acquisition over adviser's 'lack of honesty'

The Financial Services Authority (FSA) has blocked acquisition activity by a financial adviser, questioning her reputation and citing her lack of honesty and integrity.

clock 10 July 2012 •

Adviser / Broking

Advisers are luke warm about protection - PG Mutual

Advisers offering protection advice are in a "very small" minority, according to PG Mutual.

clock 04 July 2012 •

Regulation

SIFA: SRA will have 'no choice' but to soften guidelines on referrals

The Solicitors Regulation Authority (SRA) will have 'no choice' but to soften its guidelines for referrals to intermediaries, according to Ian Muirhead managing director of SIFA.

clock 04 July 2012 •

Adviser / Broking

Sense becomes first network to join SIFA professional

Independent network Sense has become the first network to negotiate a deal with SIFA Professional.

clock 04 July 2012 •

Adviser / Broking

Technology on the rise say advisers - Protection Review

The demand for more technology is up this year, with most variations on the technological theme ahead of last year, according to The Protection Review.

clock 28 June 2012 •

Adviser / Broking

AIFA raids FSCS for senior policy adviser

The Association of Independent Financial Advisers (AIFA) has appointed Clare Griffiths from the Financial Services Compensation Scheme as its new senior policy adviser.

clock 25 June 2012 •

Adviser / Broking

Specialist Healthcare Partners acquires intermediary firm

Specialist healthcare insurance adviser Healthcare Partners (HCPL) has acquired intermediary Health Connections Direct (HCD).

clock 22 June 2012 •

Adviser / Broking

First Complete integrates Avelo systems

Mortgage and insurance network First Complete has selected Avelo to provide its distribution systems.

clock 22 June 2012 •

Adviser / Broking

RBS cuts 600 financial advice jobs

The Royal Bank of Scotland is to cut 618 roles within its financial advice arm as a result of the retail distribution review (RDR).

clock 19 June 2012 •

Regulation

Solicitors urged to consider restricted referrals

Following The Solicitors Regulation Authority's announcement that it will launch a consultation into adviser referrals, one adviser letter to the body urges it to carefully consider the case for restricted advice.

clock 19 June 2012 •
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