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Author profile

Scott Sinclair

Scott Sinclair

Scott has been editor of Professional Adviser since 2010.

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Articles by Scott Sinclair

Regulation

FCA may alter guidance on signposting non-advised products

The Financial Conduct Authority (FCA) is considering ways it can make it clearer to consumers when they are buying products on a non-advised basis online, as more web-based advice solutions are developed.

clock 09 May 2014 •

Whole of Life

Defaqto launches star ratings for whole-of-life

Research business Defaqto has added whole-of-life protection policies to its star ratings service.

clock 01 May 2014 •

Regulation

Sir Anthony Holland steps down after decade as Complaints Commissioner

The Bank of England (BoE) and Financial Conduct Authority (FCA) have appointed Antony Townsend as Complaints Commissioner, replacing Sir Anthony Holland whose term of office ends this month after almost a decade.

clock 25 April 2014 •

Marketing

Facebook eyes foray into financial services - report

Groundbreaking social network service Facebook is set to expand into financial services, according to reports.

clock 14 April 2014 •

Regulation

Adviser FCA fees down 19% after fee block realignment

Financial advisory businesses will contribute £68m to the Financial Conduct Authority's funding requirement for 2014-2015, a near-19% reduction on last year following a re-working of the regulator's fee blocks.

clock 31 March 2014 •

Regulation

FCA costs must fall before cheaper advice models can emerge, says APFA

Advisers will find it difficult to develop much-needed cheaper advice models until the Financial Conduct Authority (FCA) lowers its costs, the Association of Professional Financial Advisers (APFA) has said.

clock 28 March 2014 •

Regulation

FCA clarifies inducements law for advisers attending awards ceremonies

Providers purchasing tables at awards ceremonies and inviting advisers to sit on them will likely not be in breach of the Financial Conduct Authority's (FCA's) requirements on inducements, it has confirmed.

clock 19 March 2014 •

Adviser / Broking

Sesame Bankhall suffers 'disappointing' £19m loss

Friends Life has reported a "disappointing" £19m loss for Sesame Bankhall Group (SBG) in 2013.

clock 18 March 2014 •

Adviser / Broking

Compliance service for financial planning firms launched

A compliance service designed for financial planning firms has been launched.

clock 05 March 2014 •

Regulation

FCA uncovers bank sales incentive risks for investment and protection

All the major retail banks and most medium-sized and smaller firms have made "significant" changes to their sales incentive schemes, but concerns over enticements linked to bank investment and protection sales remain, the Financial Conduct Authority (FCA)...

clock 04 March 2014 •
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